"At DATCO Trading, we manage risk through a clear and structured approach so our teams can make informed decisions with confidence."

Chief Risk Officer Risk and Compliance

Risk and Compliance

Effective risk management is embedded into our operating model, combining market intelligence, disciplined controls, clear governance, and robust compliance practices to support responsible and resilient trading operations.

Ethics Framework

Code of Business Conduct and Ethics

Datco Trading’s ethics framework establishes a unified standard of conduct, connecting strong policies, disciplined decision-making, and everyday accountability to ensure integrity, transparency, and responsible business practices across all operations.

Responsible Conduct Policy-led decisions, transparent controls, and documented escalation.

Anti-Bribery and Corruption Policy Upholding zero tolerance for unethical practices through strong controls and responsible business conduct.

Money Laundering and Terrorism Financing Policy Maintaining robust measures to prevent financial misconduct and ensure compliance with global standards.

Conflicts of Interest Policy Ensuring fair and objective decision-making by identifying and managing potential conflicts responsibly.

Gifts and Entertainment Policy Establishing clear guidelines to maintain professional integrity and transparency in business relationships.

International Trade Sanctions Policy Conducting global operations responsibly while complying with applicable trade regulations and requirements.

Insider Trading and Market Manipulation Policy Promoting fair and transparent market participation through disciplined trading practices.

Business Communications Policy Ensuring clear, responsible, and professional communication across all stakeholder interactions.

Respect for the Rule of Law Operating in accordance with applicable laws, regulations, and ethical standards.

Fair Economic Development Supporting responsible business growth through sustainable and value-driven practices.

Respect for All Stakeholders Building trusted relationships with employees, partners, customers, and communities.

Action with Integrity Making decisions guided by honesty, accountability, and ethical principles.

Building Trust Creating long-term confidence through transparency, reliability, and responsible operations.

Identify

Recognize commercial, operational, market, credit, and reputational risks at an early stage to enable proactive management.

Assess

Evaluate risk exposure, potential impact, control measures, and approval requirements through disciplined analysis.

Control

Apply defined limits, review processes, segregation of responsibilities, and escalation pathways to maintain operational integrity.

Report

Maintain transparency and management oversight through continuous monitoring, reporting, and timely corrective actions.

Framework

Risk Management Framework

A structured risk management framework enables Datco Trading to identify, assess, control, and monitor risks throughout the transaction lifecycle. By integrating analysis, governance, documentation, and reporting into daily operations, we support disciplined decision-making and resilient trading execution.

Compliance Practice

Compliance at DATCO Trading

Best Practice

We apply enhanced due diligence on high-risk relationships, jurisdictions, and politically exposed counterparties.

Surveillance

Daily monitoring supports trading systems, communication channels, documentation, and market conduct.

Technology

Screening, detection, reporting, and workflow tools strengthen risk visibility and compliance response.

Policies

Compliance Policies

Modern Slavery Statement

Anti-Money Laundering and Counter Terrorism Financing Policy

Anti-Bribery and Corruption Policy

DATCO Trading Code of Business Conduct and Ethics

Monitoring Regulatory Change Standards of Market Conduct Sanctions and Trade Controls Prevention of Money Laundering and Corruption Regulatory Compliance